| 1 |
899880 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Mutual funds to value physical Gold and Silver based on the polled spot prices published by the recognized stock exchanges used for the settlement of physically delivered Gold and Silver derivatives contracts, subject to the investment valuation norms specified in the Seventh Schedule of the SEBI (Mutual Funds) Regulations, 2026 |
On Going |
High |
01-04-2026 |
👁
|
| 2 |
899881 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Registrar and Transfer Agents of Mutual Funds (RTAs) to provide mutual fund investors with the facility to lock their folios through the MF Central platform |
On Going |
High |
30-04-2026 |
👁
|
| 3 |
899882 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Display Compliance |
All Asset Management Companies (AMCs) and Registrar and Transfer Agents of Mutual Funds (RTAs) to disclose the detailed process of opting for voluntary debit freeze facility and impact on different financial transactions and non-financial transactions during the lock in period, on their websites and in Statement of Additional Information (SAI) |
On Going |
High |
30-04-2026 |
👁
|
| 4 |
899883 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Board of the Asset Management Company (AMC) and the Board of Trustees to approve the policy for the use of the intraday borrowing facility |
On Going |
High |
01-04-2026 |
👁
|
| 5 |
899884 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Display Compliance |
Asset Management Company (AMC) to display the policy for use of intraday borrowing facility on its website |
On Going |
High |
01-04-2026 |
👁
|
| 6 |
899885 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Intraday borrowings to be used only for the purpose of repurchase or redemption of units and for payment of interest or Income Distribution cum Capital Withdrawal (IDCW) payouts to unitholders |
On Going |
High |
01-04-2026 |
👁
|
| 7 |
899886 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Amount of intraday borrowings not to exceed the guaranteed receivables due on the same day from Government of India, Reserve Bank of India and Clearing Corporation of India Limited |
On Going |
High |
01-04-2026 |
👁
|
| 8 |
899887 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Receivables falling due on the day of redemption, including maturity proceeds from TREPS, proceeds from Reverse Repo, maturity proceeds from G-Secs, T-Bills, SDLs and STRIPS, interest receivable on G-Secs and SDLs, and sale proceeds from G-Secs, T-Bills, SDLs and STRIPS, to be treated as eligible receivables, for the purpose of availing intraday borrowings |
On Going |
High |
01-04-2026 |
👁
|
| 9 |
899888 |
Securities and Exchange Board of India (Mutual Funds) Regulations, 2026 and amendment thereto |
Other Compliance |
Asset Management Companies (AMCs) to ensure compliance of clauses 6 and 7 of Fourth Schedule of SEBI (Mutual Funds) Regulations, 2026 and para 16.8 of SEBI Master Circular for Mutual Funds dated June 27, 2024 |
On Going |
High |
01-04-2026 |
👁
|
| 10 |
899879 |
Drug and Cosmetics Act, 1940 and Drugs Rules,1945 |
Other Compliance |
Manufacturers of hair colour cosmetic products to ensure that the ingredients used, product formulation, and labelling comply with the applicable Bureau of Indian Standards (BIS) specifications and the labelling requirements under the Cosmetics Rules, 2020 |
On Going |
High |
10-06-2026 |
👁
|
| 11 |
899876 |
The Drug and Cosmetics Act, 1940 and New Drugs and Clinical Trials Rules, 2019 |
Other Compliance |
Licensee to establish and maintain pharmacovigilance system for collecting, processing and forwarding the reports to the licensing authorities for information on the adverse drug reactions emerging from the use of drugs manufactured or marketed by the licensee |
On Going |
High |
03-06-2026 |
👁
|
| 12 |
899877 |
The Drug and Cosmetics Act, 1940 and New Drugs and Clinical Trials Rules, 2019 |
Other Compliance |
Licensee to establish and maintain pharmacovigilance system for collecting, processing and forwarding the reports to the licensing authorities for information on the adverse drug reactions emerging from the use of drugs manufactured or marketed by the licensee |
One Time |
High |
03-06-2026 |
👁
|
| 13 |
899878 |
The Drug and Cosmetics Act, 1940 and New Drugs and Clinical Trials Rules, 2019 |
Other Compliance |
Licensee to establish and maintain pharmacovigilance system for collecting, processing and forwarding the reports to the licensing authorities for information on the adverse drug reactions emerging from the use of drugs manufactured or marketed by the licensee |
Event Based |
High |
03-06-2026 |
👁
|
| 14 |
899848 |
Master Direction - Risk Management and Inter-Bank Dealings |
Returns |
All Authorised Dealer (AD) Category-I banks to submit daily data on Foreign Currency Non-Resident (Bank) deposits (FCNR) , External Commercial Borrowings (ECBs) and Overseas Foreign Currency Borrowings (OFCBs), mobilized under the FCNR (B) Deposits, ECB and OFCB Reserve Banks Swap Facility by 6 p.m. every day in format Annex I for FCNR (B) deposits to fedcoepd@rbi.org.in, Annex II for ECBs to ecbframework@rbi.org.in and for OFCBs in Annex III to fmrdfx@rbi.org.in and to submit NIL statement (except on Saturdays and holidays) in case of no transactions during the day |
On Going |
High |
19-06-2026 |
👁
|
| 15 |
899849 |
Master Direction - Risk Management and Inter-Bank Dealings |
Returns |
Authorised Dealer (AD) Category-I banks to submit data for the period June 8, 2026 till issuance of these directions i.e. 19th June 2026 along with the first reporting due on June 22, 2026 |
One Time |
High |
19-06-2026 |
👁
|
| 16 |
899850 |
Master Direction - Risk Management and Inter-Bank Dealings |
Returns |
Authorised Dealer (AD) Category-I banks to submit data for the period June 8, 2026 till issuance of these directions i.e. 19th June 2026 along with the first reporting due on June 22, 2026 |
Due Date |
High |
19-06-2026 |
👁
|
| 17 |
898495 |
Reserve Bank of India (Housing Finance Companies) Directions, 2025 and amendment thereto |
Records/Registers |
Housing Finance Companies (HFCs) to maintain a record of proof of cheque/demand draft handover by obtaining the borrowers acknowledgement, including the payment instrument details, on the cheque remittance letter or the issuing bank disbursement advice |
On Going |
High |
24-07-2026 |
👁
|
| 18 |
898484 |
Master Direction - Reserve Bank of India (Interest Rate on Deposits) Directions, 2025 and amendment thereto |
Other Compliance |
Availability of US Dollar-Rupee Forex Swap Facility for fresh FCNR (B) deposits, mobilised for a minimum tenor of three years and maximum tenor of five years (Swap Facility open up to October 16, 2026 for deposits mobilized between 08th June, 2026 and September 30, 2026) |
Event Based |
High |
08-06-2026 |
👁
|
| 19 |
898485 |
Master Direction - Reserve Bank of India (Interest Rate on Deposits) Directions, 2025 and amendment thereto |
Records/Registers |
Banks to maintain separate records for FCNR (B) deposits that are covered under this scheme along with proper audit trail of transactions (Swap Facility open up to October 16, 2026 for deposits mobilized between 08th June, 2026 and September 30, 2026) |
Event Based |
High |
08-06-2026 |
👁
|
| 20 |
898486 |
Master Direction - Reserve Bank of India (Interest Rate on Deposits) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to be free to price these deposits as per their internal policy, but within the overall ceiling as per the extant guidelines issued by RBI (Swap Facility open up to October 16, 2026 for deposits mobilized between 08th June, 2026 and September 30, 2026) |
Event Based |
High |
08-06-2026 |
👁
|
| 21 |
898487 |
Master Direction - Reserve Bank of India (Interest Rate on Deposits) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to arrive at the equivalent US Dollar amount eligible to be swapped by converting the same at the prevailing market rates on the day of the swap deal (Swap Facility open up to October 16, 2026 for deposits mobilized between 08th June, 2026 and September 30, 2026) |
Event Based |
High |
08-06-2026 |
👁
|
| 22 |
898488 |
Master Direction - Reserve Bank of India (Interest Rate on Deposits) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to follow a consistent policy as far as conversion of US Dollar amount is concerned and maintain a proper documentation (audit trails) of the procedure followed for such conversions (Swap Facility open up to October 16, 2026 for deposits mobilized between 08th June, 2026 and September 30, 2026) |
Event Based |
High |
08-06-2026 |
👁
|
| 23 |
898489 |
Master Direction - Reserve Bank of India (Interest Rate on Deposits) Directions, 2025 and amendment thereto |
Records/Registers |
Banks to maintain a proper documentation (audit trails) of the procedure followed for conversions of US Dollar amount (Swap Facility open up to October 16, 2026 for deposits mobilized between 08th June, 2026 and September 30, 2026) |
Event Based |
High |
08-06-2026 |
👁
|
| 24 |
898490 |
Master Direction - Reserve Bank of India (Interest Rate on Deposits) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to avail the swap facility only once in a week (Swap Facility open up to October 16, 2026 for deposits mobilized between 08th June, 2026 and September 30, 2026) |
Event Based |
High |
08-06-2026 |
👁
|
| 25 |
898491 |
Master Direction - Reserve Bank of India (Interest Rate on Deposits) Directions, 2025 and amendment thereto |
Other Compliance |
Banks may sell US Dollars in multiples of USD one million to RBI and simultaneously agree to buy the same amount of US Dollars at the end of the swap period (Swap Facility open up to October 16, 2026 for deposits mobilized between 08th June, 2026 and September 30, 2026) |
Event Based |
High |
08-06-2026 |
👁
|
| 26 |
898492 |
Master Direction - Reserve Bank of India (Interest Rate on Deposits) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to furnish a declaration duly signed by their authorised signatories that the said deposits have been mobilised in conformity with the scheme guidelines while submitting their request for availing the swap facility (Swap Facility open up to October 16, 2026 for deposits mobilized between 08th June, 2026 and September 30, 2026) |
Event Based |
High |
08-06-2026 |
👁
|
| 27 |
898493 |
Master Direction - Reserve Bank of India (Interest Rate on Deposits) Directions, 2025 and amendment thereto |
Other Compliance |
Banks may at their discretion allow premature withdrawal of such deposits after one year, as per their internal policy (Swap Facility open up to October 16, 2026 for deposits mobilized between 08th June, 2026 and September 30, 2026) |
Event Based |
High |
08-06-2026 |
👁
|
| 28 |
898494 |
Master Direction - Reserve Bank of India (Interest Rate on Deposits) Directions, 2025 and amendment thereto |
Other Compliance |
Banks to approach the Financial Markets Operations Department by email with their request for US Dollar swap facility indicating the amount of US Dollars to be swapped (Swap Facility open up to October 16, 2026 for deposits mobilized between 08th June, 2026 and September 30, 2026) |
Event Based |
High |
08-06-2026 |
👁
|
| 29 |
898483 |
Immigration and Foreigners Act, 2025, Immigration and Foreigners Rules, 2025, Immigration and Foreigners Order, 2025 and amendment thereto |
Intimations |
Parents to inform the position to the Registration Officer within thirty days of acquiring the citizenship of the foreign country by the child (where the child acquires citizenship of a foreign country while in India at a later stage) |
Event Based |
High |
01-06-2026 |
👁
|
| 30 |
898356 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to add the words 'AI only fund' or 'AIOF' at the end of the scheme name for any new scheme launched as an Accredited Investor only scheme |
On Going |
High |
03-06-2026 |
👁
|
| 31 |
898357 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Large Value Fund for Accredited Investors to launch the scheme under intimation to Securities and Exchange Board of India without filing Private Placement Memorandum through Merchant Banker |
On Going |
High |
03-06-2026 |
👁
|
| 32 |
898358 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Large Value Fund for Accredited Investors to submit a duly signed and stamped undertaking by Chief Executive Officer and Compliance Officer while filing the Private Placement Memorandum |
Event Based |
High |
03-06-2026 |
👁
|
| 33 |
898359 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to add the word 'LVF' at the end of the scheme name for any new scheme launched as a Large Value Fund |
On Going |
High |
03-06-2026 |
👁
|
| 34 |
898360 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to convert or migrate existing eligible scheme to Accredited Investor only scheme or Large Value Fund scheme only after obtaining positive consent from all investors and meeting respective conditions |
Event Based |
High |
03-06-2026 |
👁
|
| 35 |
898361 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to change the name of the converted scheme to incorporate 'AI only fund' or 'AIOF' or 'LVF' upon conversion |
Event Based |
High |
03-06-2026 |
👁
|
| 36 |
898362 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Intimations |
Manager of Alternative Investment Fund to report conversion and change in name of the scheme to Securities and Exchange Board of India by email within 15 days of conversion |
Event Based |
High |
03-06-2026 |
👁
|
| 37 |
898363 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Intimations |
Manager of Alternative Investment Fund to report change in name of the scheme to depositories for carrying out necessary changes within 15 days of conversion |
Event Based |
High |
03-06-2026 |
👁
|
| 38 |
898364 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to reckon an investor who is an Accredited Investor at the time of onboarding as an Accredited Investor through the life of the scheme even if such status is lost in the interim |
On Going |
High |
03-06-2026 |
👁
|
| 39 |
898365 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Accredited Investor only scheme to restrict the maximum extension of the scheme to five years inclusive of tenure extended prior to conversion |
On Going |
High |
03-06-2026 |
👁
|
| 40 |
898366 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Co-investment through a CIV scheme to be carried out by manager of Category I or Category II AIFs in the manner and subject to the conditions as may be specified by SEBI from time to time |
On Going |
Low |
03-06-2026 |
👁
|
| 41 |
898367 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to make co-investment for an investor in an investee company either through Portfolio Management Services route or Co-investment Vehicle scheme route |
On Going |
High |
03-06-2026 |
👁
|
| 42 |
898368 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to file a shelf placement memorandum containing principal terms relating to co-investments, governance structure and regulatory framework for co-investment |
One Time |
High |
03-06-2026 |
👁
|
| 43 |
898369 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to file a shelf placement memorandum on launching of a Co-investment Vehicle scheme for co-investment |
Event Based |
High |
03-06-2026 |
👁
|
| 44 |
898370 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to ensure each Co-investment Vehicle scheme maintains separate bank account and demat account with assets ring fenced from assets of other schemes |
On Going |
High |
03-06-2026 |
👁
|
| 45 |
898371 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to ensure co-investments of an investor across Co-investment Vehicle schemes do not exceed three times the contribution made by such investor in the total investment in the investee company |
On Going |
High |
03-06-2026 |
👁
|
| 46 |
898372 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to ensure an excused, excluded or defaulting investor of a scheme is not allowed to co-invest in the said investee company |
On Going |
High |
03-06-2026 |
👁
|
| 47 |
898373 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to ensure Co-investment Vehicle scheme does not make any investment leading to investors acquiring or holding indirect interest they cannot acquire or hold directly |
On Going |
High |
03-06-2026 |
👁
|
| 48 |
898374 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to ensure Co-investment Vehicle scheme does not make any investment that would necessitate additional regulatory disclosure if investors had invested directly |
On Going |
High |
03-06-2026 |
👁
|
| 49 |
898375 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to ensure Co-investment Vehicle scheme does not make any investment where the investee company cannot receive investments from such investor directly |
On Going |
High |
03-06-2026 |
👁
|
| 50 |
898376 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to ensure Co-investment Vehicle scheme does not borrow funds directly or indirectly or engage in any kind of leverage |
On Going |
High |
03-06-2026 |
👁
|
| 51 |
898377 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to ensure investors of a Co-investment Vehicle scheme have rights in the investment and distribution of proceeds pro-rata to their contribution except for carried interest sharing |
On Going |
High |
03-06-2026 |
👁
|
| 52 |
898378 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to ensure expenses associated with co-investment are shared proportionately between the scheme of Alternative Investment Fund and Co-investment Vehicle scheme in ratio of their investments |
On Going |
High |
03-06-2026 |
👁
|
| 53 |
898379 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to ensure Co-investment Vehicle scheme is subject to implementation standards formulated by the Standard Setting Forum for bona-fide purposes |
On Going |
High |
03-06-2026 |
👁
|
| 54 |
898380 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Alternative Investment Funds, Managers of Alternative Investment Funds and their Key Management Personnel to adopt implementation standards formulated by the Standard Setting Forum for compliance with provisions of this chapter |
On Going |
High |
03-06-2026 |
👁
|
| 55 |
898381 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund to raise funds only from Accredited Investors by way of issue of units in the manner specified by the Securities and Exchange Board of India |
On Going |
High |
03-06-2026 |
👁
|
| 56 |
898382 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund granted registration post September 10, 2025 to on-board and offer investment opportunities to Accredited Investors only |
On Going |
High |
03-06-2026 |
👁
|
| 57 |
898383 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund registered on or before September 10, 2025 to implement the Accredited Investor mandate on or before September 08, 2026 and not offer investment opportunity to more than 200 non-Accredited Investors during this period |
On Going |
High |
03-06-2026 |
👁
|
| 58 |
898384 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund registered on or before September 10, 2025 to implement the Accredited Investor mandate on or before the statutory transition deadline |
Due Date |
High |
03-06-2026 |
👁
|
| 59 |
898385 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund registered on or before September 10, 2025 not to accept contribution for investment in an investee company from non-Accredited Investors post September 08, 2026 |
On Going |
High |
03-06-2026 |
👁
|
| 60 |
898386 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Angel Fund to ensure that at the time of accepting contribution for investment in an investee company the investor qualifies as an Accredited Investor by holding a valid accreditation certificate or meeting the deemed Accredited Investor criteria |
On Going |
High |
03-06-2026 |
👁
|
| 61 |
898387 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Angel Fund to ensure that at the time of accepting contribution the investor qualifies as an Accredited Investor triggered on each acceptance of contribution for investment in an investee company |
Event Based |
High |
03-06-2026 |
👁
|
| 62 |
898388 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund to on-board at least five Accredited Investors before declaring its first close in the manner specified by the Securities and Exchange Board of India |
Event Based |
High |
03-06-2026 |
👁
|
| 63 |
898389 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund to declare its first close not later than twelve months from the date on which the Alternative Investment Fund becomes eligible to launch its scheme |
Event Based |
High |
03-06-2026 |
👁
|
| 64 |
898390 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Modifications/Renewals |
Existing Angel Funds to declare first close on or before the specified timeline |
Due Date |
High |
03-06-2026 |
👁
|
| 65 |
898391 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Modifications/Renewals |
Angel Fund to refile the Private Placement Memorandum with the Securities and Exchange Board of India where first close is not declared within the prescribed timeline |
Event Based |
High |
03-06-2026 |
👁
|
| 66 |
898392 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund to make investments in investee companies directly without launching a scheme for the purpose |
On Going |
High |
03-06-2026 |
👁
|
| 67 |
898393 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Records/Registers |
Angel Fund to maintain records of term sheets for each investment including list of participating investors and their contribution |
On Going |
High |
03-06-2026 |
👁
|
| 68 |
898394 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund to ensure follow-on investment does not cause post-issue shareholding percentage in the investee company to exceed the pre-issue shareholding percentage |
On Going |
High |
03-06-2026 |
👁
|
| 69 |
898395 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund to ensure total investment in an investee company including follow-on investments does not exceed the prescribed limit |
On Going |
High |
03-06-2026 |
👁
|
| 70 |
898396 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund to accept contribution for follow-on investment only from investors who contributed to the existing investment and pro-rata to their existing contribution |
On Going |
High |
03-06-2026 |
👁
|
| 71 |
898397 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund to lock-in investment in an investee company for a period of one year |
On Going |
High |
03-06-2026 |
👁
|
| 72 |
898398 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund to calculate the overseas investment limit based on total investments at cost held as on the date of application to the Securities and Exchange Board of India for overseas investment |
On Going |
High |
03-06-2026 |
👁
|
| 73 |
898399 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Angel Fund to disclose a defined methodology in the Private Placement Memorandum for allocating investment among angel investors who provide approval |
One Time |
High |
03-06-2026 |
👁
|
| 74 |
898400 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Angel Fund to disclose a defined methodology in the Private Placement Memorandum for allocating investment among angel investors who provide approval |
Event Based |
High |
03-06-2026 |
👁
|
| 75 |
898401 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Angel Fund to strictly adhere to the disclosed methodology for allocating investment among consenting investors |
On Going |
High |
03-06-2026 |
👁
|
| 76 |
898402 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund to grant investors rights in investment and in distribution of proceeds pro-rata to their contribution to such investment |
On Going |
High |
03-06-2026 |
👁
|
| 77 |
898403 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund with total investments exceeding the prescribed threshold to carry out annual audit of compliance with terms of the Private Placement Memorandum |
Annually |
High |
03-06-2026 |
👁
|
| 78 |
898404 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Returns |
Angel Fund to report investment wise valuation and cash flow data to benchmarking agencies for performance benchmarking |
Annually |
High |
03-06-2026 |
👁
|
| 79 |
898405 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Display Compliance |
Angel Fund to provide performance versus benchmark report in Private Placement Memorandum and marketing or promotional material where past performance is mentioned |
On Going |
High |
03-06-2026 |
👁
|
| 80 |
898406 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund to calculate any corpus or investable funds based limit or condition based on total investments made by the fund at cost |
On Going |
High |
03-06-2026 |
👁
|
| 81 |
898407 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Angel Fund to calculate specific due-diligence thresholds at each investment level based on investor contribution to a particular investment |
On Going |
High |
03-06-2026 |
👁
|
| 82 |
898408 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Special Situation Fund to acquire stressed loan only upon inclusion in the class of entities to which lenders are permitted to transfer stressed loan exposures under the Reserve Bank of India Directions for Transfer and Distribution of Credit Risk |
On Going |
High |
03-06-2026 |
👁
|
| 83 |
898409 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Special Situation Fund to subject stressed loan acquired under the Reserve Bank of India Directions for Transfer and Distribution of Credit Risk to a minimum lock-in period of six months |
On Going |
High |
03-06-2026 |
👁
|
| 84 |
898410 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Special Situation Fund acquiring stressed loans to comply with the same initial and continuous due diligence requirements for its investors as those mandated by Reserve Bank of India for investors in Asset Reconstruction Companies |
On Going |
High |
03-06-2026 |
👁
|
| 85 |
898411 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Registration(s)/Approval(s)/Clearance(s)/License(s) |
Prospective Accredited Investor to obtain Accreditation Certificate from the Accreditation Agency by making an application in the specified manner |
One Time |
High |
03-06-2026 |
👁
|
| 86 |
898412 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Registration(s)/Approval(s)/Clearance(s)/License(s) |
Prospective Accredited Investor to obtain Accreditation Certificate from the Accreditation Agency by making an application in the specified manner |
Event Based |
High |
03-06-2026 |
👁
|
| 87 |
898413 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Investors held jointly by parent and children to ensure at least one person independently fulfils the eligibility criteria for Accredited Investor |
On Going |
High |
03-06-2026 |
👁
|
| 88 |
898414 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Investors held jointly by spouses to ensure their combined income or net worth meets the eligibility criteria for Accredited Investor |
On Going |
High |
03-06-2026 |
👁
|
| 89 |
898415 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Modifications/Renewals |
Applicant meeting eligibility criteria to obtain Accreditation Certificate valid for the period corresponding to the number of preceding financial years the criteria were met |
Event Based |
High |
03-06-2026 |
👁
|
| 90 |
898416 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Prospective investor to submit a copy of the Accreditation Certificate and an undertaking to the investment service provider to avail benefits under the Accredited Investors framework |
Event Based |
High |
03-06-2026 |
👁
|
| 91 |
898417 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Investment service provider to independently verify the accreditation status of the prospective investor from the concerned Accreditation Agency |
Event Based |
High |
03-06-2026 |
👁
|
| 92 |
898418 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Investment service provider to independently verify the accreditation status of the prospective investor from the concerned Accreditation Agency |
On Going |
High |
03-06-2026 |
👁
|
| 93 |
898419 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Investment service provider to disclose to the Accredited Investor the relevant conditions and regulatory concessions available prior to entering into a client agreement |
Event Based |
High |
03-06-2026 |
👁
|
| 94 |
898420 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Investment service provider to include regulatory concessions details and consequences of investor ineligibility in the client agreement with the Accredited Investor |
Event Based |
High |
03-06-2026 |
👁
|
| 95 |
898421 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Manager of Alternative Investment Fund to exclude commitment of an investor from corpus calculation until such investor obtains accreditation certificate from an accreditation agency |
Event Based |
High |
03-06-2026 |
👁
|
| 96 |
898422 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Schemes of Alternative Investment Funds to receive funds from investors only after they obtain accreditation certificate from an accreditation agency |
Event Based |
High |
03-06-2026 |
👁
|
| 97 |
898423 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Accredited Investor withdrawing consent after availing lower ticket size benefit to increase the investment to the minimum amount stipulated under the applicable regulatory framework |
Event Based |
High |
03-06-2026 |
👁
|
| 98 |
898424 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Investment service provider to ensure investments made by investor withdrawing consent are grandfathered and further transactions comply with regulatory framework applicable to non-Accredited Investors |
Event Based |
High |
03-06-2026 |
👁
|
| 99 |
898425 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Investors in pooled investment products launched exclusively for Accredited Investors with regulatory concessions availed to not withdraw their consent |
On Going |
High |
03-06-2026 |
👁
|
| 100 |
898426 |
SEBI Act, 1992 and SEBI Alternative Investment Funds Regulations 2012 and amendment thereto |
Other Compliance |
Investment service provider to include modalities for withdrawal of consent and consequences of such withdrawal in the client agreement with the Accredited Investor |
Event Based |
High |
03-06-2026 |
👁
|
